Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-10
FL RA APPROVED 2006-12-20
  • TX RA
    APPROVED_RES
    Since 2020-06-10
  • FL RA
    APPROVED
    Since 2006-12-20

Branch Locations

9231 Cortez Blvd, Weeki Wachee, FL 34613 • United States

Inverness, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Crystal River FL 08/2006 Present
Trinity Land Development, Llc D/B/A Sugarmill Storage Homosassa FL 01/2004 Present
Bank Of America, N.A. Weeki Wachee FL 04/2011 Present
Other Businesses

I*33384/361863 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TRINITY LAND DEVELOPMENT, LLC DBA SUGARMILL STORAG INVESTMENT RELATED: N ADDRESS OF BUSINESS: 8578 S SUNCOAST BLVD, HOMOSASSA, FLORIDA 34461 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2004 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: LLC MEMBER; CFO TRINITY LAND DEVELOPMENT, LLC IS A LAND HOLDING COMPANY THAT OWNS A MINISTROAGE FACILITY, SUGARMILL STORAGE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-19
  • S66 Uniform Combined State Law Examination
    2006-12-19

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Weeki Wachee, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor