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Nicolas Alexandre Moise

Zenith Wealth Advisors

Scottsdale, AZ

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Current Employers
Zenith Wealth Advisors

4900 N. Scottsdale Road Ste 1500, Scottsdale, AZ 85251 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-27
  • AZ RA
    APPROVED
    Since 2024-08-27

Branch Locations

4900 N. Scottsdale Road Ste 1500, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Of Sedona - Internship Sedona AZ 05/2021 08/2021
Charles Schwab & Co., Inc. Phoenix AZ 06/2022 07/2023
N/A Port-Au-Prince 01/2012 08/2019
N/A Phoenix AZ 08/2018 06/2022
Canyon Activities Board Phoenix AZ 08/2019 04/2020
World Financial Group Johns Creek GA 07/2020 10/2020
N/A Phoenix AZ 07/2023 10/2023
Zenith Bank & Trust Scottsdale AZ 10/2023 Present
Zenith Wealth Advisors Scottsdale AZ 08/2024 Present
  • 05/2021 → 08/2021
    City Of Sedona - Internship
    Sedona, AZ
  • 06/2022 → 07/2023
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 01/2012 → 08/2019
    N/A
    Port-Au-Prince
  • 08/2018 → 06/2022
    N/A
    Phoenix, AZ
  • 08/2019 → 04/2020
    Canyon Activities Board
    Phoenix, AZ
  • 07/2020 → 10/2020
    World Financial Group
    Johns Creek, GA
  • 07/2023 → 10/2023
    N/A
    Phoenix, AZ
  • 10/2023 → Present
    Zenith Bank & Trust
    Scottsdale, AZ
  • 08/2024 → Present
    Zenith Wealth Advisors
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-31
S63 Uniform Securities Agent State Law Examination 2022-10-10
  • S65 Uniform Investment Adviser Law Examination
    2024-07-31
  • S63 Uniform Securities Agent State Law Examination
    2022-10-10
Other Names
  • Nicolas Moise
  • Nicolas Mose

View on SEC IAPD

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Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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