Nicolas Alexandre Moise

Employer firm

Zenith Wealth Advisors CRD 318330

$328M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → 08/2021
  City Of Sedona - Internship
  Sedona, AZ
• 06/2022 → 07/2023
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 01/2012 → 08/2019
  N/A
  Port-Au-Prince
• 08/2018 → 06/2022
  N/A
  Phoenix, AZ
• 08/2019 → 04/2020
  Canyon Activities Board
  Phoenix, AZ
• 07/2020 → 10/2020
  World Financial Group
  Johns Creek, GA
• 07/2023 → 10/2023
  N/A
  Phoenix, AZ
• 10/2023 → Present
  Zenith Bank & Trust
  Scottsdale, AZ
• 08/2024 → Present
  Zenith Wealth Advisors
  Scottsdale, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-31
• S63 Uniform Securities Agent State Law Examination
  2022-10-10

Other Names

• Nicolas Moise
• Nicolas Mose