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Broadway Wealth Solutions CRD 291753
$308M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-29 |
Branch Locations
1177 N.E. Loop 410 5Th Floor, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 08/2022 | 02/2024 |
| University Health System | San Antonio | TX | 08/2020 | 08/2022 |
| Walmart | San Antonio | TX | 03/2017 | 07/2020 |
| Papa Johns | San Antonio | TX | 01/2017 | 03/2017 |
| Walmart | San Antonio | TX | 06/2016 | 12/2016 |
| St. Mary's University | San Antonio | TX | 08/2017 | 05/2021 |
| Health Careers High School | San Antonio | TX | 08/2014 | 06/2017 |
| Broadway Wealth Solutions | San Antonio | TX | 02/2014 | Present |
| Broadway Wealth Solutions, Inc. | San Antonia | TX | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-26 |
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