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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-20
TX RA APPROVED 2023-03-17
  • FL RA
    APPROVED
    Since 2023-03-20
  • TX RA
    APPROVED
    Since 2023-03-17

Branch Locations

355 Alhambra Cir Pbig-Florida Pwm Cg, Coral Gables, FL 33134 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Gables FL 03/2022 Present
Michael K. Fish Cpa Pa Miami FL 05/2015 03/2022
Florida International University Miami FL 06/2014 04/2020
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-16
  • S66 Uniform Combined State Law Examination
    2023-03-16
Other Names
  • Raquel M Trespalacios

View on SEC IAPD

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