Melissa Marie Spowal

Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

• Pension consulting
• Selection of other advisers
• Educational seminars
• ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 04/2019
  Lpl Financial, Llc
  St Louis, MO
• 04/2019 → Present
  Mma Agency
  St Louis, MO
• 04/2019 → Present
  Mma Securities Llc
  St Louis, MO

Previous Registrations

• 2010-11-30 → 2019-04-23
  Lpl Financial Llc
  Fort Mill, SC
  St. Louis, MO
  Bryan, OH
• 2009-04-17 → 2010-11-30
  Nrp Advisors, Inc.
  St. Louis, MO
  Bryan, OH
• 2006-07-17 → 2009-04-24
  Osaic Fs, Inc.
  Little Rock, AR
  Chesterfield, MO
• 2005-09-20 → 2006-07-25
  Windward Securities Corporation
  Chesterfield, MO
  Chesterfield, MO

Other Businesses

1. 01/11/2016 - M&R Investment I - INV REL - Real Estate Rental - START 10/01/2015 - 1% TIME SPENT - Own a duplex and rent it out. 2. The Registered Representative is an employee of MMA Agency (1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 25% of her time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework. 3. M&R Investment II; investment-related; Nottingham Ave. St. Louis, MO 63109; Nature-Investment property owned with spouse; Position - owner; Start Date-09/30/15; 0 hours spent a month; Duties- investor only; does not commit any time or resources to the management of the building. 4. Pangje Foundation; not investment-related; Boulder, CO; Nature - Nonprofit dedicated to snow leopard conservation; Position - Board Member; start date - 1.1.2022; less than 15 minutes a month not during business hours; duties - Act as a sounding board and advisor to non-profit strategies 5. M&R III; investment-related; Rental property; owner; start date 1.4.2024; zero hours devoted per month; owns property with spouse and spouse manages it.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-07
• S63 Uniform Securities Agent State Law Examination
  1999-01-27

Other Names

• Molly Terrill
• Melissa Marie Spowal
• Molly Spowal
• Melissa Marie Terrill