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Cesar Alberto Valdes Pineda

Wells Fargo Clearing Services, LLC

Seattle, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-09-04
  • WA RA
    APPROVED
    Since 2024-09-04

Branch Locations

3100 Rainier Ave S, Seattle, WA 98144 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kenmore WA 03/2022 08/2024
Bank Of The West Seattle WA 08/2020 03/2022
Self-Employed Seattle WA 01/2018 08/2020
Unemployed Lake Forest Park WA 03/2017 01/2018
Banregio Ciudad De Mexico 08/2016 03/2017
Amazon Seattle WA 07/2020 08/2020
Bank Of America, N.A. Kenmore WA 08/2022 08/2024
Wells Fargo Clearing Services, Llc Seattle WA 08/2024 Present
  • 03/2022 → 08/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Kenmore, WA
  • 08/2020 → 03/2022
    Bank Of The West
    Seattle, WA
  • 01/2018 → 08/2020
    Self-Employed
    Seattle, WA
  • 03/2017 → 01/2018
    Unemployed
    Lake Forest Park, WA
  • 08/2016 → 03/2017
    Banregio
    Ciudad De Mexico
  • 07/2020 → 08/2020
    Amazon
    Seattle, WA
  • 08/2022 → 08/2024
    Bank Of America, N.A.
    Kenmore, WA
  • 08/2024 → Present
    Wells Fargo Clearing Services, Llc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-26
  • S66 Uniform Combined State Law Examination
    2022-08-26
Other Names
  • Cesar A Valdespineda

View on SEC IAPD

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KLAKNA GROUP LTD · SEATTLE, WA
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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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