Cesar Alberto Valdes Pineda

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-09-04

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Kenmore	WA	03/2022	08/2024
Bank Of The West	Seattle	WA	08/2020	03/2022
Self-Employed	Seattle	WA	01/2018	08/2020
Unemployed	Lake Forest Park	WA	03/2017	01/2018
Banregio	Ciudad De Mexico		08/2016	03/2017
Amazon	Seattle	WA	07/2020	08/2020
Bank Of America, N.A.	Kenmore	WA	08/2022	08/2024
Wells Fargo Clearing Services, Llc	Seattle	WA	08/2024	Present

03/2022 → 08/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kenmore, WA
08/2020 → 03/2022

Bank Of The West

Seattle, WA
01/2018 → 08/2020

Self-Employed

Seattle, WA
03/2017 → 01/2018

Unemployed

Lake Forest Park, WA
08/2016 → 03/2017

Banregio

Ciudad De Mexico
07/2020 → 08/2020

Amazon

Seattle, WA
08/2022 → 08/2024

Bank Of America, N.A.

Kenmore, WA
08/2024 → Present

Wells Fargo Clearing Services, Llc

Seattle, WA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-26

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