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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-29
CA RA APPROVED 2022-08-23
  • TX RA
    APPROVED
    Since 2022-09-29
  • CA RA
    APPROVED
    Since 2022-08-23

Branch Locations

555 Capitol Mall, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sacramento CA 03/2022 Present
Northrop Grumman Melbourne FL 08/2020 03/2022
Apollo Sprayers Vista CA 01/2020 05/2020
Athleisure, Inc Vista CA 12/2018 05/2019
Theory Carlsbad CA 09/2016 08/2018
Eco Shield Pest Control Seattle WA 04/2019 08/2019
N/A San Marcos CA 05/2020 08/2020
Universita Cattolica Del Sacro Cuore Milan 09/2017 12/2017
Los Osos High School Rancho Cucamonga CA 05/2012 12/2016
California State University San Marcos CA 08/2015 12/2019
  • 03/2022 → Present
    Sacramento, CA
  • 08/2020 → 03/2022
    Northrop Grumman
    Melbourne, FL
  • 01/2020 → 05/2020
    Apollo Sprayers
    Vista, CA
  • 12/2018 → 05/2019
    Athleisure, Inc
    Vista, CA
  • 09/2016 → 08/2018
    Theory
    Carlsbad, CA
  • 04/2019 → 08/2019
    Eco Shield Pest Control
    Seattle, WA
  • 05/2020 → 08/2020
    N/A
    San Marcos, CA
  • 09/2017 → 12/2017
    Universita Cattolica Del Sacro Cuore
    Milan
  • 05/2012 → 12/2016
    Los Osos High School
    Rancho Cucamonga, CA
  • 08/2015 → 12/2019
    California State University
    San Marcos, CA
Other Businesses

I*2039280, Entity Type Fiduciary , Name of OBA: JS TTEE JL TTEE U/A DTD 01/13/2009 Address: Kingman, Arizona, 86409 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 09-Oct-2024 No Hours: 1 Weekly No Hours during trading: 1 Weekly Duties: I*: 2306268 Entity Type: Charitable Name of OBA: The Salvation Army Address: Sacramento, CA 95817 Investment Related: No Position, Title, Association: Board member Employee Start Date: 04/21/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 1 hr mthly Duties: The Advisory Board is the volunteer army behind the Army that interprets community needs, advocates programs to the community, and provides support to the Army's efforts to render effective service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-08-19

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