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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-29 |
| CA | RA | APPROVED | 2022-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 03/2022 | Present |
| Northrop Grumman | Melbourne | FL | 08/2020 | 03/2022 |
| Apollo Sprayers | Vista | CA | 01/2020 | 05/2020 |
| Athleisure, Inc | Vista | CA | 12/2018 | 05/2019 |
| Theory | Carlsbad | CA | 09/2016 | 08/2018 |
| Eco Shield Pest Control | Seattle | WA | 04/2019 | 08/2019 |
| N/A | San Marcos | CA | 05/2020 | 08/2020 |
| Universita Cattolica Del Sacro Cuore | Milan | 09/2017 | 12/2017 | |
| Los Osos High School | Rancho Cucamonga | CA | 05/2012 | 12/2016 |
| California State University | San Marcos | CA | 08/2015 | 12/2019 |
I*2039280, Entity Type Fiduciary , Name of OBA: JS TTEE JL TTEE U/A DTD 01/13/2009 Address: Kingman, Arizona, 86409 Investment Related: Yes Position, Title, Association: Trustee Employee Start Date: 09-Oct-2024 No Hours: 1 Weekly No Hours during trading: 1 Weekly Duties: I*: 2306268 Entity Type: Charitable Name of OBA: The Salvation Army Address: Sacramento, CA 95817 Investment Related: No Position, Title, Association: Board member Employee Start Date: 04/21/2025 Number of Hours: 5 hrs mthly Number of Hours during trading: 1 hr mthly Duties: The Advisory Board is the volunteer army behind the Army that interprets community needs, advocates programs to the community, and provides support to the Army's efforts to render effective service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-19 |
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