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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-11-21 |
Branch Locations
19065 Hickory Creek Dr Ste 310, Mokena, IL 60448 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Midwest Bank | Midlothian | IL | 08/2016 | 08/2019 |
| First Midwest Bank | Joliet | IL | 08/2019 | 03/2022 |
| Lpl Financial Llc | Mokena | IL | 04/2022 | Present |
1)7/2022- WRI Investments -DBA for LPL Business (entity for LPL business)- inv. related- Mokena, IL 2)4/3/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 02/27/2023 - 10 Hours Per Month/10 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-18 |
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