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Cody Mathis

Strategic Advisers LLC

Thousand Oaks, CA

Agoura Hills, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

111 South Westlake Blvd Suite #103, Thousand Oaks, CA 91362-3807 • United States

Agoura Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments American Fork UT 03/2022 Present
Uber Eats Encinitas CA 01/2020 03/2021
Unemployed Encinitas CA 03/2021 10/2021
Utah Valley University Orem UT 10/2021 03/2022
Signashare Encinitas CA 01/2016 12/2020
Lane Community College Eugene OR 08/2018 06/2019
Fidelity Investments Boston MA 03/2025 Present
  • 03/2022 → Present
    Fidelity Investments
    American Fork, UT
  • 01/2020 → 03/2021
    Uber Eats
    Encinitas, CA
  • 03/2021 → 10/2021
    Unemployed
    Encinitas, CA
  • 10/2021 → 03/2022
    Utah Valley University
    Orem, UT
  • 01/2016 → 12/2020
    Signashare
    Encinitas, CA
  • 08/2018 → 06/2019
    Lane Community College
    Eugene, OR
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2024-04-11 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
    Thousand Oaks, CA
    Agoura Hills, CA
Other Businesses

OBA-67488|OrgNmn:Shipt|Org Addr:Provo,Utah,US|OBA Nature:Grocery ordering app where I s|Invst Rel:N|Title:Independent Contractor|Duties:I select when I want to deliver so I do it on my own time and not during work hours.|StrtDt:03-28-22|TotHrs/mon:10|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-16
S63 Uniform Securities Agent State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2024-03-16
  • S63 Uniform Securities Agent State Law Examination
    2022-07-01
Other Names
  • Cody Christopher Mathis

View on SEC IAPD

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GOLD COAST SECURITIES, INC.
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ERIK NICHOLAS HAGGE
DELLON STOUT BARRY
Baker Thomas Burchfield
CINDY BALL TOSHIE
BRADLEY JAMES LUKENS
ANDREW LOUIS TOSHIE
KURT ALLEN WESTON
Todd Augustine

Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA

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