James Brian Dillon

Current Employers

Employment History

• 08/2014 → Present
  Regal Investment Advisors
  Kentwood, MI
• 08/2014 → Present
  Regulus Financial Group, Llc
  Kentwood, MI

Previous Registrations

• 2010-01-05 → 2014-09-24
  Concourse Financial Group Securities, Inc.
  Plymouth, IN
• 2009-11-13 → 2009-12-03
  Pnc Wealth Management Llc
  South Bend, IN
• 2009-04-14 → 2009-11-13
  Natcity Investments, Inc.
  South Bend, IN
• 2006-09-22 → 2009-03-30
  Raymond James & Associates, Inc.
  Mishawaka, IN

Other Businesses

1. DBA: DILLON-UMBAUGH WEALTH MANAGEMENT; INVESTMENT RELATED; 2901 MILLER DR STE B PLYMOUTH IN 46563; FINANCIAL PLANNING/INVESTMENTS; PARTNER; STARTED 01/01/2011; 160 HRS/MO. 2. Kuhn Dillon Umbaugh; INVESTMENT RELATED; SAME ADDRESS; FIXED INSURANCE SALES; EMPLOYEE; STARTED 01/01/2010; 120 HRS/MO. EQUITY INDEXED ANNUITIES WITH ALLIANZ, NORTH AMERICAN JNL, ING & LINCOLN; NOT INVESTMENT RELATED; 3 HRS/MO. KUHN,DILLON,UMBAUGH,LLC POSITION: OWNER NATURE: TAX PREPARATION AND ACCOUNTING SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 07/01/2013 ADDRESS: 2901 MILLER DRIVE, SUITE B, PLYMOUTH IN 46563 DESCRIPTION: ROUTINE TAX RETURN PREPARATION, BOOKKEEPING, AND ACCOUNTING SERVICES FOR BUSINESSES.MY DUTIES ARE TO PROVIDE SUPPORT AND INFRASTRUCTURE FOR THE TAX PREPARERS. ANTHEM POSITION: INDEPENDENT AGENT NATURE: MEDICAL INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 01/04/2010 ADDRESS: 1351 WILLIAM HOWARD TAFT RD., CINCINNATI OH 45206 DESCRIPTION: MARKET AND SELL ANTHEM MEDICAL INSURANCE POLICIES TO INDIVIDUALS AND SMALL GROUPS OHIO NATIONAL POSITION: INDEPENDENT AGENT NATURE: SALES OF LIFE INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 07/02/2013 ADDRESS: PO BOX 237, CINCINNATI OH 45201 DESCRIPTION: MARKET AND SELL LIFE INSURANCE PRIMARILY TO INDIVIDUALS CRUMP LIFE INSURANCE SERVICES POSITION: INDEPENDENT AGENT NATURE: SALES OF LIFE INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 2 START DATE: 01/02/2013 ADDRESS: RIVERVIEW OFFICE CENTER, 4135 N. FRONT ST., HARRISBURG PA 17110 DESCRIPTION: SELLÃ???Ã?,Ã, LIFE INSURANCE POLICIES PRIMARILY TO INDIVIDUALS, USING CRUMP LIFE INSURANCE SERVICES AS A GENERAL AGENT.Ã???Ã?,Ã,  I HAVE RECEIVED APPOINTMENTS WITH TRANSAMERICA, PRINCIPAL, ING, MINNESOTA LIFE, AND PRUDENTIAL THROUGH CRUMP. KDU HOLDINGS. 2901 Miller Dr, Ste B, Plymouth, IN 46563. RENTAL PROPERTY. NOT INVESTMENT RELATED. 1 HOUR/MONTH; NONE DURING TRADING HOURS. START; 1/2020. PARTNER. COLLECTION OF RENT FROM OFFICE BUILDING Business Name: INvestABLE Indiana - Investment Related: Yes - Address: PO Box 219342, Kansas City, MO 64121 - Nature of Business: ABLE account for son - Title or Relationship: Authorized individual - Start Date: 6/26/2024 - Hours per month: 1 - Hours per month during trading hours: 1 - Duties: Make deposits and direct allocations based on preselected allocations available for son's ABLE account.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-14

Other Names

• James B Dillon