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Calton & Associates, Inc. CRD 20999
$1.58B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-07-01 |
Branch Locations
901 Lily Creek Rd Suite 102, Louisville, KY 40243 • United States
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 03/2022 | 07/2023 |
| Western And Southern Life | Louisville | KY | 02/2022 | 07/2023 |
| Unemployed | Louisville | KY | 11/2021 | 02/2022 |
| Aldi | Louisville | KY | 06/2017 | 11/2021 |
| Norton Healthcare | Louisville | KY | 03/2016 | 05/2017 |
| Morgan Stanley | Louisville | KY | 07/2023 | 06/2025 |
| Microbac Laboratories | Louisville | KY | 06/2025 | 05/2026 |
| Calton & Associates, Inc. | Tampa | FL | 06/2026 | Present |
| Lamkin Wealth Management | Louisville | KY | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-27 |
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