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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-23 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
117 N. 2Nd St., Platka, FL 32177 • United States
10151 Deerwood Park Blvd Bldg 200, Ste 101 Bldg 200, Ste 101, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 03/2022 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 01/2023 | Present |
| Herrington Pressure Washing Llc | Palatka | FL | 08/2019 | 01/2024 |
| Financial Independence Group | Palatka | FL | 10/2022 | Present |
| Church Of Jesus Christ Of Latter Day Saints | Tbilisi | 05/2017 | 05/2019 | |
| Unemployed | San Mateo | FL | 05/2019 | 08/2019 |
| Santa Fe College | Gainesville | FL | 08/2019 | 05/2023 |
| St. Johns River State College | Palatka | FL | 08/2016 | 05/2017 |
(1) Riverside Wealth Advisors, LLC; DBA; Investment Related; 117 N 2nd St., Palatka, FL 32177; Financial advisory services; Managing partner; Start 1/1/2025; 160 hours/month during trading. (2) Financial Independence Group; Investment related;19520 W. Catawba Ave, Suite 200, Cornelius, NC 28031; FIG is a field marketing organization that helps me find suitable insurance products for the clients of Riverside Wealth Advisors when applicable; Licensed Insurance Agent; Start 1/1/2023; 10 hours/month during trading. (3) Silver Bay Luxury Living, Inc.; Not investment Related; 7110 Old Wolf Bay Road, Palatka, FL 32177; Part owner in a 55+ mobile home park; Managing Partner; Start 7/27/2023; 20 hours/month during trading. (4) The Herrington Family Trust - Trustee and Executor. (5) Executor for Tara and Adam Herrington. (6) Riverside Wealth Advisors, LLC (Insurance Agency); Providing life and annuity insurance; 117 N 2nd St, Palatka, FL 32177; Not investment related Position: Owner/Manager; Start Date: 1/1/2025; 20 hours/month during trading. (7) Riverside Property and Casualty, LLC; Not investment related; 117 N 2nd St, Palatka, FL 32177; Limited Partner/Owner; Providing property and casualty insurance to those in need; Start 4/1/26; 5 hours/month during trading hours. (8) Putnam First Cancer Fund; Not Investment Related; 600 Zeagler Dr, Palatka, FL 32177; Organized is to receive and/or solicit contributions to facilitate educational awareness and cancer screening programs and activities; within Putnam County, Florida; Executive Committee Member; 4/2026; 5 hrs/mo during trading hrs; Approve expenditures based on the qualifying parameters. and assist in fundraising efforts.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-01-04 |
| S65 | Uniform Investment Adviser Law Examination | 2022-12-12 |
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