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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-23
  • FL RA
    APPROVED
    Since 2023-01-23

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

117 N. 2Nd St., Platka, FL 32177 • United States

10151 Deerwood Park Blvd Bldg 200, Ste 101 Bldg 200, Ste 101, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 03/2022 Present
J.W. Cole Advisors, Inc. Tampa FL 01/2023 Present
Herrington Pressure Washing Llc Palatka FL 08/2019 01/2024
Financial Independence Group Palatka FL 10/2022 Present
Church Of Jesus Christ Of Latter Day Saints Tbilisi 05/2017 05/2019
Unemployed San Mateo FL 05/2019 08/2019
Santa Fe College Gainesville FL 08/2019 05/2023
St. Johns River State College Palatka FL 08/2016 05/2017
  • 03/2022 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 01/2023 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 08/2019 → 01/2024
    Herrington Pressure Washing Llc
    Palatka, FL
  • 10/2022 → Present
    Financial Independence Group
    Palatka, FL
  • 05/2017 → 05/2019
    Church Of Jesus Christ Of Latter Day Saints
    Tbilisi
  • 05/2019 → 08/2019
    Unemployed
    San Mateo, FL
  • 08/2019 → 05/2023
    Santa Fe College
    Gainesville, FL
  • 08/2016 → 05/2017
    St. Johns River State College
    Palatka, FL
Other Businesses

(1) Riverside Wealth Advisors, LLC; DBA; Investment Related; 117 N 2nd St., Palatka, FL 32177; Financial advisory services; Managing partner; Start 1/1/2025; 160 hours/month during trading. (2) Financial Independence Group; Investment related;19520 W. Catawba Ave, Suite 200, Cornelius, NC 28031; FIG is a field marketing organization that helps me find suitable insurance products for the clients of Riverside Wealth Advisors when applicable; Licensed Insurance Agent; Start 1/1/2023; 10 hours/month during trading. (3) Silver Bay Luxury Living, Inc.; Not investment Related; 7110 Old Wolf Bay Road, Palatka, FL 32177; Part owner in a 55+ mobile home park; Managing Partner; Start 7/27/2023; 20 hours/month during trading. (4) The Herrington Family Trust - Trustee and Executor. (5) Executor for Tara and Adam Herrington. (6) Riverside Wealth Advisors, LLC (Insurance Agency);  Providing life and annuity insurance; 117 N 2nd St, Palatka, FL 32177; Not investment related Position:  Owner/Manager; Start Date:  1/1/2025; 20 hours/month during trading. (7) Riverside Property and Casualty, LLC; Not investment related; 117 N 2nd St, Palatka, FL 32177; Limited Partner/Owner; Providing property and casualty insurance to those in need; Start 4/1/26; 5 hours/month during trading hours. (8) Putnam First Cancer Fund; Not Investment Related; 600 Zeagler Dr, Palatka, FL 32177; Organized is to receive and/or solicit contributions to facilitate educational awareness and cancer screening programs and activities; within Putnam County, Florida; Executive Committee Member; 4/2026; 5 hrs/mo during trading hrs; Approve expenditures based on the qualifying parameters. and assist in fundraising efforts.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-04
S65 Uniform Investment Adviser Law Examination 2022-12-12
  • S63 Uniform Securities Agent State Law Examination
    2025-01-04
  • S65 Uniform Investment Adviser Law Examination
    2022-12-12

View on SEC IAPD

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