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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
| AZ | RA | APPROVED | 2022-07-06 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2022 | Present |
| Notre Dame Preparatory | Scottsdale | AZ | 08/2013 | 05/2017 |
| United States Naval Academy | Annapolis | MD | 06/2017 | 07/2017 |
| Arizona State University | Tempe | AZ | 07/2017 | 12/2017 |
| Delia's Dry Cleaners | Scottsdale | AZ | 01/2018 | 12/2018 |
| Unemployed | Los Angeles | CA | 01/2019 | 06/2019 |
| Chipotle | Scottsdale | AZ | 07/2019 | 07/2019 |
| Needle Rock Kitchen And Tap | Rio Verde | AZ | 08/2019 | 12/2019 |
| Chick-Fil-A | Scottsdale | AZ | 12/2019 | 08/2020 |
| Electrameccanica | Scottsdale | AZ | 08/2020 | 01/2021 |
| Ups | Scottsdale | AZ | 02/2021 | 03/2021 |
| Ross | Scottsdale | AZ | 04/2021 | 05/2021 |
| Mocsin Inc. | Mesa | AZ | 05/2021 | 05/2021 |
| Vi At Grayhawk | Scottsdale | AZ | 05/2021 | 11/2021 |
| Cox Insurance Services | Scottsdale | AZ | 12/2021 | 12/2021 |
| Hyatt | Scottsdale | AZ | 01/2022 | 03/2022 |
| Fry's Food And Drug | Scottsdale | AZ | 04/2022 | 04/2022 |
| Culinary Dropout | Scottsdale | AZ | 04/2022 | 04/2022 |
| Self Employed | Scottsdale | AZ | 04/2022 | 05/2022 |
| Conservatory Of Recording Arts & Sciences | Gilbert | AZ | 04/2018 | 04/2019 |
| Self Employed | Phoenix | AZ | 08/2024 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2022 | Present |
NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT RELATED ADDRESS (CITY, STATE): PHOENIX, AZ NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTED WITH INSTACART START DATE: 08/2024 APPROX. HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FULFILL GROCERY DELIVERY ORDERS NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 12/2024 APPROXIMATE HOURS/MONTH: 4 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN RENTAL PROPERTY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-05 |
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