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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-20
FL RA APPROVED 2023-06-08
  • TX RA
    APPROVED
    Since 2023-09-20
  • FL RA
    APPROVED
    Since 2023-06-08

Branch Locations

300 S Orange Ave Ste 750, Orlando, FL 32801-3347 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Orlando FL 03/2022 Present
Ace Cash Express Orlando FL 04/2008 03/2022
Other Businesses

Real Estate Ownership; Single Family; 10424 Kiplinger Ln, , Orlando, FL, 32829; Not Investment-Related; 03/31/2023. Other Business Activities; Jose A. Duarte; I primarily write music for local artists and bands. I provide charts with music notation so that they can plays the songs live. This is considered as freelance work on project to project. I also participate in a local band playing the piano.; 10009 Lake District Ln, , Orlando, FL, 32832; Not Investment-Related; 01/13/2025; 40 to 59 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-05
  • S66 Uniform Combined State Law Examination
    2023-06-05

View on SEC IAPD

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