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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Kent | OH | 09/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Kent | OH | 09/2025 | Present |
| Huntington National Bank | Berea | OH | 05/2024 | 08/2025 |
| Ian Golias | Solon | OH | 01/2021 | 12/2024 |
| Wells Fargo | Cornelius | NC | 01/2024 | 05/2024 |
| Equitable Advisors | Charlotte | NC | 09/2023 | 01/2024 |
| Equitable Financial Life Insurance | Charlotte | NC | 09/2023 | 01/2024 |
| Progress With Chess | Cleveland | OH | 07/2022 | 09/2023 |
| Charles Schwab | Richfield | OH | 04/2022 | 07/2022 |
| Progress With Chess | Cleveland | OH | 10/2020 | 04/2022 |
| Progress With Chess | Cleveland | OH | 01/2016 | 10/2020 |
| Metal Fabricating Incorporated | Cleveland | OH | 05/2019 | 08/2019 |
| John Carroll University | Cleveland | OH | 01/2018 | 05/2018 |
| Progress With Chess | Cleveland | OH | 01/2026 | Present |
Entity Name: Progress With Chess Investment related: No Address: 12200 Fairhill Rd Unit D230, Cleveland OH 44120 https://progresswithchess.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Progress With Chess is a 501(c)(3) nonprofit that runs chess classes and tournaments in Northeast Ohio, typically at schools or recreation centers.Title: Chess Instructor (Contractor) The role would involve me teaching a Chess class on Sunday's at a Recreation Center in Kent 4 hours/week. I would teach kids how to play chess and chess strategy. Not similar to role or any connection to Chase or the industry.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-23 |
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