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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-12-10
  • WA RA
    APPROVED
    Since 2024-12-10

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 04/2022 05/2024
Servicetitan Glendale CA 06/2021 04/2022
Wework Seattle WA 06/2018 06/2021
Raining Cookies Redmond WA 09/2017 06/2018
Climate Smart Missoula Missoula MT 09/2016 08/2017
The Wine Shop And Beer Tasting Bar Bend OR 03/2016 08/2017
Ubs Financial Services, Inc Seattle WA 06/2024 Present
  • 04/2022 → 05/2024
    Morgan Stanley
    Seattle, WA
  • 06/2021 → 04/2022
    Servicetitan
    Glendale, CA
  • 06/2018 → 06/2021
    Wework
    Seattle, WA
  • 09/2017 → 06/2018
    Raining Cookies
    Redmond, WA
  • 09/2016 → 08/2017
    Climate Smart Missoula
    Missoula, MT
  • 03/2016 → 08/2017
    The Wine Shop And Beer Tasting Bar
    Bend, OR
  • 06/2024 → Present
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-10
  • S66 Uniform Combined State Law Examination
    2024-12-10

View on SEC IAPD

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