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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-07
PA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-06-07
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New England Securities Newtown Square PA 11/2002 Present
Metlife Securities Inc. Newtown PA 01/2015 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 11/2002 → Present
    New England Securities
    Newtown Square, PA
  • 01/2015 → Present
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2011-08-29 → 2017-12-31
    Newtown Square, PA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2008-01-15 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

(1)NAME: WALTER TIMBY INDEPENDENT INSURANCE AGENT INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START: 08/2016 NO HRS: 4 NO HRS DUR TRADING: 4.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-06
S63 Uniform Securities Agent State Law Examination 2002-12-27
  • S66 Uniform Combined State Law Examination
    2007-12-06
  • S63 Uniform Securities Agent State Law Examination
    2002-12-27
Other Names
  • Walter J Timby

View on SEC IAPD

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