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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

701 Xenia Ave S Ste 600, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Servion Group Dba Servion Financial Advisors New Brighton MN 03/2022 03/2024
Unemployed Duluth MN 12/2021 03/2022
Superior Choice Credit Union Superior WI 07/2020 12/2021
Student Duluth MN 08/2016 12/2020
Little Angies Cantina And Grill Duluth MN 06/2018 10/2020
Jims Apple Farm Jordan MN 05/2016 06/2018
Shane Beaman Edina MN 03/2024 04/2024
Shane Beaman Edina MN 04/2024 Present
Northwestern Mutual Investment Services Llc Edina MN 04/2024 Present
  • 03/2022 → 03/2024
    The Servion Group Dba Servion Financial Advisors
    New Brighton, MN
  • 12/2021 → 03/2022
    Unemployed
    Duluth, MN
  • 07/2020 → 12/2021
    Superior Choice Credit Union
    Superior, WI
  • 08/2016 → 12/2020
    Student
    Duluth, MN
  • 06/2018 → 10/2020
    Little Angies Cantina And Grill
    Duluth, MN
  • 05/2016 → 06/2018
    Jims Apple Farm
    Jordan, MN
  • 03/2024 → 04/2024
    Shane Beaman
    Edina, MN
  • 04/2024 → Present
    Shane Beaman
    Edina, MN
  • 04/2024 → Present
    Edina, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
  • S66 Uniform Combined State Law Examination
    2023-05-25
Other Names
  • Grant Prader
  • Grant Allen Prader

View on SEC IAPD

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