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Frank Becker

Citigroup Global Markets Inc.

Batavia, IL

New York, NY

Chicago, IL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-02
  • IL RA
    APPROVED
    Since 2023-08-02

Branch Locations

Batavia, IL • United States

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Citi Private Bank 227 West Monroe Street - 24, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Chicago IL 11/2017 03/2022
Northern Trust Bank Chicago IL 03/2022 07/2023
Northern Trust Securities, Inc. Chicago IL 03/2022 07/2023
Lendlease Chicago IL 01/2017 11/2017
Total Quality Logistics Chicago IL 06/2016 01/2017
Citigroup Chicago IL 07/2023 Present
  • 11/2017 → 03/2022
    Northern Trust Bank
    Chicago, IL
  • 03/2022 → 07/2023
    Northern Trust Bank
    Chicago, IL
  • 03/2022 → 07/2023
    Northern Trust Securities, Inc.
    Chicago, IL
  • 01/2017 → 11/2017
    Lendlease
    Chicago, IL
  • 06/2016 → 01/2017
    Total Quality Logistics
    Chicago, IL
  • 07/2023 → Present
    Citigroup
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-04
S63 Uniform Securities Agent State Law Examination 2021-12-10
  • S66 Uniform Combined State Law Examination
    2022-05-04
  • S63 Uniform Securities Agent State Law Examination
    2021-12-10
Other Names
  • Frank Becker
  • Frank Stuart Becker

View on SEC IAPD

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