Robert Cole Mccauley

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-14

Branch Locations

Citi Retail Banking 26916 La Paz Rd, Aliso Viejo, CA 92656 • United States

Cwm Retail, Sales 24221 Calle De La Louisa, Laguna Hills, CA 92653 • United States

Citi Retail Banking 10606 Camino Ruiz, Suite10, San Diego, CA 92126 • United States

Cwm Retail, Sales 145 Broadway, Sand Diego, CA 92101 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
South Shore Ymca	Hanover	MA	06/2017	08/2017
Rustic Marlin	Hanover	MA	06/2019	07/2019
Tko Malleys	Scituate	MA	06/2018	08/2018
Fidelity Investments	Hingham	MA	06/2020	08/2020
Darden Restaurants (Olive Garden)	Fort Collins	CO	12/2018	01/2019
Css Moving Company	Fort Collins	MA	07/2020	08/2020
Css Moving Company	Fort Collins	CO	07/2021	08/2021
Wultra	Prague		02/2020	04/2020
Tabor Academy	Marion	MA	08/2015	06/2017
Colorado State University	Fort Collins	CO	08/2017	06/2018
Colorado State University	Fort Collins	CO	08/2018	12/2018
Colorado State University	Fort Collins	CO	01/2019	06/2019
Colorado State University	Fort Collins	CO	07/2019	02/2020
Colorado State University	Fort Collins	CO	08/2020	07/2021
Colorado State University	Fort Collins	CO	08/2021	12/2021
Unemployed	Hingham	MA	01/2022	03/2022
Fidelity Investments	Santa Barbara	CA	03/2022	04/2025
Fidelity Investments	Boston	MA	03/2025	04/2025
Citi	Aliso Viejo	CA	05/2025	Present

2025-03-31 → 2025-04-22

Strategic Advisers Llc

Santa Barbara, CA

Santa Barbara, CA

Boston, MA
2023-09-05 → 2025-03-31

Fidelity Personal And Workplace Advisors

Santa Barbara, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-30
S63	Uniform Securities Agent State Law Examination	2022-10-03

Other Firms