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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-07-08
TX RA APPROVED_RES 2023-01-18
NY RA APPROVED 2021-08-06
  • AZ RA
    APPROVED
    Since 2025-07-08
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • NY RA
    APPROVED
    Since 2021-08-06

Branch Locations

1702 E. Highland Ave Suite 204, Phoenix, AZ 85016 • United States

Phoenix, AZ • United States

1430 Broadway Suite 700, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Greenbelt MD 11/2010 03/2019
Foresters Advisory Services Greenbelt MD 01/2013 06/2019
Foresters Financial Services Iselin NJ 03/2019 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Phoenix NY 06/2019 Present
  • 11/2010 → 03/2019
    Foresters Financial Services
    Greenbelt, MD
  • 01/2013 → 06/2019
    Foresters Advisory Services
    Greenbelt, MD
  • 03/2019 → 06/2019
    Foresters Financial Services
    Iselin, NJ
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Phoenix, NY
Previous Registrations
  • 2013-01-09 → 2019-06-20
    Foresters Advisory Services, Llc
    Silver Spring, MD
    Iselin, NJ
Other Businesses

OWNER OF GRANITE SKY WEALTH ADVISORS LLC; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-04
S63 Uniform Securities Agent State Law Examination 2006-06-09
  • S65 Uniform Investment Adviser Law Examination
    2013-01-04
  • S63 Uniform Securities Agent State Law Examination
    2006-06-09

View on SEC IAPD

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