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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-12-11 |
Branch Locations
16330 Bothell Everett Hwy Ste 101, Mill Creek, WA 98012 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mill Creek | WA | 03/2022 | Present |
| Wells Fargo Bank, Na | Mill Creek | WA | 12/2017 | Present |
| Amc Theatres | Burlington | WA | 04/2016 | 12/2017 |
TBD SOLE PROP; NOT INV. RELATED; LAKE STEVENS,WA; 100% OWNERSHIP; START 8/10/2022; NUMBER OF HOURS PER MONTH 15; NUMBER OF HOURS DURING TRADING 0; SELLING HOBBY ITEMS SUCH AS TOYS AND COLLECTIBLES. BRIAN STUCKEY NHL SEASON TICKETS, NOT INV RELATED, LAKE STEVENS, WA, 100% OWNERSHIP, START 10/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, RESALE FOR UNUSED PERSONAL SEASON TICKETS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-14 |
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