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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-12-11
  • DC RA
    APPROVED
    Since 2025-12-11

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookland Pint Washington DC 06/2021 12/2021
Ubs Financial Services White Plains NY 04/2022 10/2022
Raymond A. Dufour Athletics Center Washington DC 02/2021 05/2021
The Catholic University Of America Washington DC 08/2019 12/2021
Kismet At Caryn's Cold Spring NY 10/2017 06/2018
The General Store Cold Spring NY 05/2016 10/2017
James I. O'NEill High School Highland Falls NY 09/2015 06/2019
Unemployed Garrison NY 06/2019 08/2019
Unemployed Chappaqua NY 01/2022 03/2022
Ubs Financial Services Washington DC 10/2022 07/2023
Ubs Financial Services Washington DC 08/2023 Present
  • 06/2021 → 12/2021
    Brookland Pint
    Washington, DC
  • 04/2022 → 10/2022
    Ubs Financial Services
    White Plains, NY
  • 02/2021 → 05/2021
    Raymond A. Dufour Athletics Center
    Washington, DC
  • 08/2019 → 12/2021
    The Catholic University Of America
    Washington, DC
  • 10/2017 → 06/2018
    Kismet At Caryn's
    Cold Spring, NY
  • 05/2016 → 10/2017
    The General Store
    Cold Spring, NY
  • 09/2015 → 06/2019
    James I. O'NEill High School
    Highland Falls, NY
  • 06/2019 → 08/2019
    Unemployed
    Garrison, NY
  • 01/2022 → 03/2022
    Unemployed
    Chappaqua, NY
  • 10/2022 → 07/2023
    Ubs Financial Services
    Washington, DC
  • 08/2023 → Present
    Ubs Financial Services
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17

View on SEC IAPD

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