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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-08 |
Branch Locations
428 W Main St, Smethport, PA 16749 • United States
302 N East St, Couderspport, PA 16915 • United States
33 Main Street, Bradford, PA 16701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bradford | PA | 09/2022 | Present |
| Northwest Bank | Lakewood | NY | 06/2021 | Present |
| Unemployed | Falconer | NY | 05/2021 | 06/2021 |
| Central Transport | Falconer | NY | 08/2020 | 04/2021 |
| Covid Unemployment | Falconer | NY | 04/2020 | 08/2020 |
| Fancee Transportation | Falconer | NY | 08/2018 | 04/2020 |
| Wal-Mart | Fredonia | NY | 06/2018 | 08/2018 |
| Wal-Mart | Lakewood | NY | 06/2015 | 06/2018 |
1) 9/2022- Northwest Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s 2) 9/2022- Nathan Chapman- Notary Public- inv. related - at reported business location(s)- start date 2022- 1hr/mth 3) 09/12/2025- Northwest Bank- Financial Institution Duty- Not INV Related- At Reported Business Location(s)- Start date 09/09/2025- 1 Hour Per Month- 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-08 |
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