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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

807 East Main St, Bradford, PA 16701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fox Holdings Inc Dba H&R Block Olean NY 01/1990 Present
Avantax Investment Services, Inc. Bradford PA 06/1994 10/2020
Avantax Insurance Agency, Llc. Bradford PA 10/2017 10/2020
Cetera Wealth Services, Llc El Segundo CA 10/2020 Present
Fox Financial Olean NY 10/1994 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1990 → Present
    Fox Holdings Inc Dba H&R Block
    Olean, NY
  • 06/1994 → 10/2020
    Avantax Investment Services, Inc.
    Bradford, PA
  • 10/2017 → 10/2020
    Avantax Insurance Agency, Llc.
    Bradford, PA
  • 10/2020 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/1994 → Present
    Fox Financial
    Olean, NY
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-07-29 → 2020-11-04
    Avantax Advisory Services
    Olean, NY
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: FOX HOLDINGS INC DBA H&R BLOCK INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 1/1990 POSITION/TITLE/RELATIONSHIP: ENROLLED AGENT APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION, BOOKKEEPING, PAYROLL 2. NAME OF OTHER BUSINESS: STEVE AND LINDA MALEY INVESTMENT RELATED: NO ADDRESS: BRADFORD, PA NATURE OF BUSINESS: REAL ESTATE RENTAL START DATE: 9/1995 POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK:2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES 3. NAME OF OTHER BUSINESS: FOX FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/1994 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-22
  • S63 Uniform Securities Agent State Law Examination
    1994-09-22
Designations
Other Names
  • Linda K Maley
  • Linda Kay Kuret

View on SEC IAPD

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