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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-06-16 |
| TX | RA | APPROVED | 2025-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Greenwood Village | CO | 03/2022 | 11/2022 |
| Evergreen Fire Rescue | Evergreen | CO | 08/2015 | 03/2022 |
| Lookout Ltd | Evergreen | CO | 01/2021 | 03/2022 |
| Baron Education/Drivesafe | Evergreen | CO | 08/2019 | 04/2020 |
| North Metro Fire Rescue | Broomfield | CO | 08/2018 | 04/2019 |
| St Anthony'S Paramedic School | Lakewood | CO | 07/2017 | 05/2018 |
| Old 2 New Construction | Evergreen | CO | 06/2016 | 07/2017 |
| Morgan Stanley | Hanover | NH | 06/2025 | Present |
| New Hampshire Fire Academy | Concord | NH | 09/2024 | 05/2025 |
| Fidelity Investments | Merrimack | NH | 11/2022 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-12 |
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