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Richard Brandon Nelms

Edward Jones

Austin, TX

CRD 7518303

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-07
  • TX RA
    APPROVED
    Since 2022-06-07

Branch Locations

1705 S Capital Of Texas Hwy Suite 100, Austin, TX 78746-6578 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2022 Present
Capital Chemical Brokers Llc Austin TX 10/2017 04/2022
Accord Petrochemical Brokerage Austin TX 03/2011 10/2017
  • 04/2022 → Present
    Edward Jones
    St Louis, MO
  • 10/2017 → 04/2022
    Capital Chemical Brokers Llc
    Austin, TX
  • 03/2011 → 10/2017
    Accord Petrochemical Brokerage
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-06
  • S66 Uniform Combined State Law Examination
    2022-06-06
Other Names
  • Richard Nelms

View on SEC IAPD

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Nearby Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX

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