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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-03
TX RA APPROVED 2023-10-26
VA RA APPROVED 2023-10-10
  • FL RA
    APPROVED
    Since 2024-06-03
  • TX RA
    APPROVED
    Since 2023-10-26
  • VA RA
    APPROVED
    Since 2023-10-10

Branch Locations

150 Second Avenue North Suite 1400, St. Petersburg, FL 33701 • United States

901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 03/2022 06/2025
Truist (Aka Bb&T) Richmond VA 05/2015 03/2022
Morgan Stanley Coral Gables FL 06/2025 Present
  • 03/2022 → 06/2025
    Miami, FL
  • 05/2015 → 03/2022
    Truist (Aka Bb&T)
    Richmond, VA
  • 06/2025 → Present
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-10
  • S66 Uniform Combined State Law Examination
    2023-10-10
Other Names
  • Amber Dawn Thompson

View on SEC IAPD

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