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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-08-11 |
| TX | RA | APPROVED | 2026-08-11 |
Branch Locations
300 Cherapa Place Suite 503, Sioux Falls, SD 57103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 03/2022 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 03/2022 | 11/2024 |
| Jpmorgan Chase | Sioux Falls | SD | 04/2021 | 02/2022 |
| Wells Fargo | Sioux Falls | SD | 03/2020 | 04/2021 |
| Pacific Sunwear | Sioux Falls | SD | 08/2019 | 02/2020 |
| Lawrence And Schiller | Sioux Falls | SD | 05/2018 | 08/2018 |
| Moccasin Creek Country Club | Aberdeen | SD | 04/2015 | 10/2018 |
| University Of South Dakota | Vermillion | SD | 01/2016 | 12/2019 |
| Morgan Stanley | Tempe | AZ | 11/2024 | 06/2025 |
| American Bank And Trust | Sioux Falls | SD | 07/2025 | 07/2026 |
| Lpl Financial Llc | Sioux Falls | SD | 08/2025 | 07/2026 |
| Morgan Stanley | Sioux Falls | SD | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-08 |
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