Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-12
DC RA APPROVED 2024-07-23
  • TX RA
    APPROVED
    Since 2024-11-12
  • DC RA
    APPROVED
    Since 2024-07-23

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Savannah GA 05/2022 05/2023
Bank Of America N.A. Savannah GA 05/2022 05/2023
Alloy Capital Llc Falls Church VA 07/2019 05/2022
Langley High School Mclean VA 09/2014 06/2017
Northern Virginia Community College Sterling VA 05/2017 08/2020
University Of Florida Gainesville FL 05/2020 12/2021
University Of Maryland College Park VA 01/2022 Present
Dmvrank Llc Washington DC 08/2017 06/2019
T3 Trading Group, Llc New York NY 05/2023 01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 05/2024 Present
Dxc Technology Ashburn VA 11/2023 02/2024
Alloy Capital Llc Dates Falls Church VA 04/2024 Present
Bank Of America, N.A. Washington DC 07/2024 Present
  • 05/2022 → 05/2023
    Savannah, GA
  • 05/2022 → 05/2023
    Bank Of America N.A.
    Savannah, GA
  • 07/2019 → 05/2022
    Alloy Capital Llc
    Falls Church, VA
  • 09/2014 → 06/2017
    Langley High School
    Mclean, VA
  • 05/2017 → 08/2020
    Northern Virginia Community College
    Sterling, VA
  • 05/2020 → 12/2021
    University Of Florida
    Gainesville, FL
  • 01/2022 → Present
    University Of Maryland
    College Park, VA
  • 08/2017 → 06/2019
    Dmvrank Llc
    Washington, DC
  • 05/2023 → 01/2024
    T3 Trading Group, Llc
    New York, NY
  • 05/2024 → Present
    Washington, DC
  • 11/2023 → 02/2024
    Dxc Technology
    Ashburn, VA
  • 04/2024 → Present
    Alloy Capital Llc Dates
    Falls Church, VA
  • 07/2024 → Present
    Bank Of America, N.A.
    Washington, DC
Other Businesses

I*1866282 Name of the other businessAlloy Capital LLCWhether the business is investment-relatedHolding company for my investment property Savannah, GA Address of the other businessMclean, Virginia,Nature of the other businessHolding CompanyYour positionOwnerTitle, or relationship with the other businessOwnerStart date of your relationship07/14/2024 - 5/28/2023 ; 04/28/204 -- PresentApproximate number of hours/month you devote to the other business1Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessHolding company for my real estate property Alloy Capital LLC as of now, is holding my rental property. My duties include managing the property and scheduling maintenance if something occurs. 2 hours a week during non business hoursMy application for General Contractors license is in process with a time frame 2-3 months to be approved. I have completed all the necessary requirements to obtain the license. Once approved, I will update in OBA.I will not be using the License to make money. I am solely using it to network and build relationships with developers and architects I do not have a real estate agent license. Currently only one property residential property held. Nothing commercial. No plans to add to the portfolio in the upcoming year or two.I*1866260, Entity Type, For Profit Name of OBA:112 Runner Rd Address:Savannah,GA,22102 Investment Related: NOPosition, Title, Association: OwnerEmployee Start Date: 10/01/2023No Hours:0 YEARLY No Hours during trading:0 Duties:Rental Property in Savannah, GA | I*2218267, Entity Type: Entity Governmental, Name of OBA: Fairfax County Public Schools, Address: Mclean, Virginia, 22101, Investment Related: N, Position, Title, Association: Employee,Other, Employee State Date: 03/03/2025, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: Coaching Baseball

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-16
S65 Uniform Investment Adviser Law Examination 2024-03-14
  • S66 Uniform Combined State Law Examination
    2024-03-16
  • S65 Uniform Investment Adviser Law Examination
    2024-03-14
Other Names
  • Nicholas Flocos
  • Nick Flocos
  • Nicholas J Flocos
  • Nicholas Jonathan Flocos

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor