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Dormina Getrude Nyondo

Wells Fargo Clearing Services, LLC

Columbia, MD

Bethesda, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-08-12
  • MD RA
    APPROVED
    Since 2022-08-12

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

10305 Westlake Dr, Bethesda, MD 20817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Rockville MD 02/2022 Present
M And T Bank Poolesville MD 08/2020 02/2022
Unemployed Germatown MD 04/2020 08/2020
Td Bank Rockville MD 11/2015 04/2020
Wells Fargo Bank, Na Rockville MD 02/2022 Present
  • 02/2022 → Present
    Wells Fargo Clearing Services, Llc
    Rockville, MD
  • 08/2020 → 02/2022
    M And T Bank
    Poolesville, MD
  • 04/2020 → 08/2020
    Unemployed
    Germatown, MD
  • 11/2015 → 04/2020
    Td Bank
    Rockville, MD
  • 02/2022 → Present
    Wells Fargo Bank, Na
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-12
S63 Uniform Securities Agent State Law Examination 2022-06-16
  • S65 Uniform Investment Adviser Law Examination
    2022-08-12
  • S63 Uniform Securities Agent State Law Examination
    2022-06-16
Other Names
  • Dormina Getrude Kaphamtengo
  • Dormina Nyondo

View on SEC IAPD

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Other Investors

KEVIN MICHAEL LINK
CHRISTOPHER ANTHONY SCHIPSKE
CHRISTOPHER ANTHONY SADOWSKI
YA MENG
EMELIA ADUTWUMWAA SARBENG
ZHIYUAN ZHANG
Yan Zhang
NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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