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Anthony Raieta

Ubs Financial Services Inc.

Conshohocken, PA

Bethesda, MD

North Wales, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-07
CA RA APPROVED 2022-08-16
  • PA RA
    APPROVED
    Since 2024-03-07
  • CA RA
    APPROVED
    Since 2022-08-16

Branch Locations

101 West Elm Street, Conshohocken, PA 19428 • United States

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

North Wales, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Francisco CA 03/2022 Present
Federal Home Loan Bank Of San Francisco San Francisco CA 03/2020 03/2022
Wells Fargo Bank, Na San Francisco CA 03/2017 03/2020
Wells Fargo Bank, Na San Francisco CA 07/2013 03/2017
  • 03/2022 → Present
    Ubs Financial Services
    San Francisco, CA
  • 03/2020 → 03/2022
    Federal Home Loan Bank Of San Francisco
    San Francisco, CA
  • 03/2017 → 03/2020
    Wells Fargo Bank, Na
    San Francisco, CA
  • 07/2013 → 03/2017
    Wells Fargo Bank, Na
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
  • S66 Uniform Combined State Law Examination
    2022-08-15

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · Conshocken, PA

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