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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-03-03 |
Branch Locations
500 Exchange Street Suite 1210, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport | RI | 03/2022 | Present |
| The Wharf Southern Kitchen | Newport | RI | 04/2021 | 10/2023 |
| Barkeaters | Shelburne | VT | 06/2016 | 09/2020 |
| Rice Memorial High School | South Burlington | VT | 05/2014 | 09/2022 |
Ledgewood Manor Condo ,RI United States ,HOA of Condo Association ,Real Estate ,Condo Association Treasurer Be on the checking account in case the president passes so bills can be paid Start date 7/1/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-01 |
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