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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-03-03
  • RI RA
    APPROVED
    Since 2025-03-03

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Newport, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport RI 03/2022 Present
The Wharf Southern Kitchen Newport RI 04/2021 10/2023
Barkeaters Shelburne VT 06/2016 09/2020
Rice Memorial High School South Burlington VT 05/2014 09/2022
  • 03/2022 → Present
    Newport, RI
  • 04/2021 → 10/2023
    The Wharf Southern Kitchen
    Newport, RI
  • 06/2016 → 09/2020
    Barkeaters
    Shelburne, VT
  • 05/2014 → 09/2022
    Rice Memorial High School
    South Burlington, VT
Other Businesses

Ledgewood Manor Condo ,RI United States ,HOA of Condo Association ,Real Estate ,Condo Association Treasurer Be on the checking account in case the president passes so bills can be paid Start date 7/1/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-01
  • S66 Uniform Combined State Law Examination
    2025-03-01

View on SEC IAPD

Other Firms

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