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Mia Elizabeth Mcconnell

Ubs Financial Services Inc.

Phoenix, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-16
  • CA RA
    APPROVED
    Since 2023-01-16

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Phoenix AZ 03/2022 Present
Cvs Pharmacy Chandler AZ 08/2020 02/2022
Bashas' Phoenix AZ 08/2019 08/2020
Loft Chandler AZ 05/2019 07/2019
P.F. Changs Tempe AZ 01/2019 05/2019
Lucille's Bbq Tempe AZ 06/2018 12/2018
Arizona State University Phoenix AZ 08/2017 05/2018
Public School District 54 And Public School District 211 Schaumburg IL 01/2010 05/2017
  • 03/2022 → Present
    Ubs Financial Services
    Phoenix, AZ
  • 08/2020 → 02/2022
    Cvs Pharmacy
    Chandler, AZ
  • 08/2019 → 08/2020
    Bashas'
    Phoenix, AZ
  • 05/2019 → 07/2019
    Loft
    Chandler, AZ
  • 01/2019 → 05/2019
    P.F. Changs
    Tempe, AZ
  • 06/2018 → 12/2018
    Lucille's Bbq
    Tempe, AZ
  • 08/2017 → 05/2018
    Arizona State University
    Phoenix, AZ
  • 01/2010 → 05/2017
    Public School District 54 And Public School District 211
    Schaumburg, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-14
  • S66 Uniform Combined State Law Examination
    2023-01-14
Other Names
  • Mia Mcconnell

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
MARINER

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ
SMEAD CAPITAL MANAGEMENT, INC. · PHOENIX, AZ

More in Phoenix, AZ

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