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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-27
WI RA APPROVED 2022-06-17
  • TX RA
    APPROVED
    Since 2022-07-27
  • WI RA
    APPROVED
    Since 2022-06-17

Branch Locations

8613 Us Hwy. 51 N, Minocqua, WI 54548 • United States

Arbor Vitae, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minocqua WI 03/2022 Present
Nicolet National Bank Minocqua WI 05/2006 02/2022
City National Bank Minocqua WI 08/2022 Present
  • 03/2022 → Present
    Minocqua, WI
  • 05/2006 → 02/2022
    Nicolet National Bank
    Minocqua, WI
  • 08/2022 → Present
    City National Bank
    Minocqua, WI
Other Businesses

NAME OF ENTITY: American Plott Association, Inc. ADDRESS: 43352 Midland Trail E, White Sulphur Springs, WV 24986 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Association supporting the K9 Plott Breed CAPACITY: Treasurer START DATE: 01/01/24 DUTIES: Receive, account, and deposit all money collected on behalf of the club. Membership dues will be collected by the secretary and given to the treasurer for deposit. All online merchandise and memberships are processed via Paypal. Treasurer to monitor Paypal. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-16
  • S66 Uniform Combined State Law Examination
    2022-06-16
Other Names
  • Amanda Shoemaker

View on SEC IAPD

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