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Emily Pauline Estes

Edward Jones

Santa Fe, NM

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-03
NM RA APPROVED 2024-09-23
  • TX RA
    APPROVED_RES
    Since 2024-12-03
  • NM RA
    APPROVED
    Since 2024-09-23

Branch Locations

1660 Old Pecos Trail Suite I, Santa Fe, NM 87505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Santa Fe NM 01/2022 10/2022
Bankers Life And Casualty Albuquerque NM 04/2021 01/2022
Unemployed Farmington NM 09/2019 03/2021
Rti International Las Cruces NM 03/2016 08/2019
Young Rembrandts Las Cruces NM 08/2015 06/2017
Longview Asset Management Llc Santa Fe NM 11/2022 08/2024
Hotel St Francis - Heritage Hotels & Resorts Santa Fe NM 05/2022 09/2023
Edward Jones St Louis MO 09/2024 Present
  • 01/2022 → 10/2022
    Pruco Securities Llc
    Santa Fe, NM
  • 04/2021 → 01/2022
    Bankers Life And Casualty
    Albuquerque, NM
  • 09/2019 → 03/2021
    Unemployed
    Farmington, NM
  • 03/2016 → 08/2019
    Rti International
    Las Cruces, NM
  • 08/2015 → 06/2017
    Young Rembrandts
    Las Cruces, NM
  • 11/2022 → 08/2024
    Longview Asset Management Llc
    Santa Fe, NM
  • 05/2022 → 09/2023
    Hotel St Francis - Heritage Hotels & Resorts
    Santa Fe, NM
  • 09/2024 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
  • 2022-12-06 → 2024-09-27
    Longview Asset Management, Llc
    Santa Fe, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-02
  • S66 Uniform Combined State Law Examination
    2022-10-02
Other Names
  • Emily P Estes

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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