Best Investors Account Sign in

Lathan Michael Ellis

LPl Financial LLC

Kenesaw, NE

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-12-14
  • NE RA
    APPROVED
    Since 2022-12-14

Branch Locations

401 North Smith Avenue, Kenesaw, NE 68956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dairy Queen Wayne NE 05/2015 05/2018
Country Nursery Wayne NE 05/2018 08/2018
University Of Nebraska-Lincoln Lincoln NE 08/2018 12/2018
University Of Nebraska-Lincoln Lincoln NE 12/2018 12/2019
Amvnx Lincoln NE 10/2019 08/2020
Nutech Ventures Lincoln NE 05/2019 05/2021
Buffalo Roofing Kearney NE 03/2021 12/2021
Adams County Bank Kenesaw NE 12/2021 Present
Lpl Financial Kenesaw NE 02/2022 Present
  • 05/2015 → 05/2018
    Dairy Queen
    Wayne, NE
  • 05/2018 → 08/2018
    Country Nursery
    Wayne, NE
  • 08/2018 → 12/2018
    University Of Nebraska-Lincoln
    Lincoln, NE
  • 12/2018 → 12/2019
    University Of Nebraska-Lincoln
    Lincoln, NE
  • 10/2019 → 08/2020
    Amvnx
    Lincoln, NE
  • 05/2019 → 05/2021
    Nutech Ventures
    Lincoln, NE
  • 03/2021 → 12/2021
    Buffalo Roofing
    Kearney, NE
  • 12/2021 → Present
    Adams County Bank
    Kenesaw, NE
  • 02/2022 → Present
    Lpl Financial
    Kenesaw, NE
Other Businesses

1) 09/29/2022 / LATHAN ELLIS / Notary / Investment Related / - Start Date: 01/2022 - KENESAW, NE -1 Hour Per Month, 0 hours during trading hours-1 time spent prcnt . 2.09/29/2022/ ACB Group / DBA for LPL Business (entity for LPL business) / Investment Related / Kenesaw, NE. 3. 11/15/2024 - ACB group - Non-Variable Insurance - Agent - Vanbridge - Investment Related - At Reported Business Location(s) - Start Date 02/04/2022 - 20 Hours Per Month/ 1 Hour During Trading 4. 11/20/2024 - ACB group - Non-Variable Insurance - Agent - Vanbridge & Borden Hamman - Investment Related - At Reported Business Location(s) - Start Date 02/04/2022 - 20 Hours Per Month/ 1 Hour During Trading 5) 09/10/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name ACB group Investments and Insurance -Start Date: 09/09/2022 Inv. Related- At reported business location(s) - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-08
  • S66 Uniform Combined State Law Examination
    2022-12-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kenesaw, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor