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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 02/2010 | 04/2020 |
| Adams County Bank | Kenesaw | NE | 01/2010 | Present |
| Acb Group Llc | Kenesaw | NE | 01/2012 | 12/2019 |
| Securities America Advisors, Inc. | Kenesaw | NE | 05/2010 | 04/2020 |
| Kenesaw Community Development Corp | Kenesaw | NE | 04/2010 | Present |
| Lpl Financial Llc | Kenesaw | NE | 04/2020 | Present |
1)04/14/2020 - FIRST KENESAW COMPANY - shareholder - Other - inv rel - Kenesaw, Ne - start: 01/1/2013 2)04/14/2020 - ADAMS COUNTY BANK - Financial Institution Duty - inv rel - at reported business location(s) - start: 01/1/2010 - 173 hr/mth 3)04/14/2020 - Adams County Bank - Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/1/2020 - 20 hr/mth 4)04/14/2020 - First Kenesaw Company Board of Directors - For-Profit Board Member- inv rel - Kenesaw, NE - start: 01/1/2013 5)04/14/2020 - ACB Group Investments and Insurance - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/7/2020 - 173 hr/mth 6)04/14/2020 - TOY BARN LLC - member of LLC that owns a storage building - non-inv rel - Kenesaw, NE - start: 05/14/2013 7) 3/8/2021 - Adams County Bank - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Executive Vice President - Start Date: 1/1/2020 - 10 Hours Per Month/10 Hours During Securities Trading - Providing sales and service for life insurance, fixed annuities, and crop insurance. 8) 11/10/2021 - No Business Name - Investment Related - 2 miles north of Comstock, NE - Real Estate Rental - Start Date: 06/03/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Purchased a piece of agricultural real estate. 9) 10/12/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary - Notary Public - Start Date - 07/06/2010 - 0 Hours Per Month/0 Hours During Securities Trading 10) 10/28/2022 - Adams County Bank - Not Investment Related - At Reported Business Location(s) - For-Profit Board Member - Start Date: 01/21/2012 - 1 Hour Per Month/0 Hours During Securities Trading. 11. 10/22/2025 - ADAMS COUNTY BANK - Financial Institution Duty - At Reported Business Location(s) - Not INv Rel - Start date: 01/01/2025 - 173hrs/mnth during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-23 |
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