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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-08
WA RA APPROVED 2024-05-13
  • TX RA
    APPROVED_RES
    Since 2025-08-08
  • WA RA
    APPROVED
    Since 2024-05-13

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Kirkland WA 03/2022 03/2024
Sherwin-Williams Seattle WA 04/2021 03/2022
Becu Seattle WA 09/2019 11/2019
Becu Seattle WA 06/2019 09/2019
Pacific Lutheran University Seattle WA 02/2019 02/2021
Macdonald-Miller Seattle WA 06/2018 08/2018
Pacific Lutheran University Seattle WA 09/2015 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 04/2024 Present
Wag Walking Seattle WA 01/2019 07/2019
Mcbride Construction Resources Inc. Seattle WA 06/2017 08/2017
Bank Of America, N.A Seattle WA 06/2024 Present
  • 03/2022 → 03/2024
    Kirkland, WA
  • 04/2021 → 03/2022
    Sherwin-Williams
    Seattle, WA
  • 09/2019 → 11/2019
    Becu
    Seattle, WA
  • 06/2019 → 09/2019
    Becu
    Seattle, WA
  • 02/2019 → 02/2021
    Pacific Lutheran University
    Seattle, WA
  • 06/2018 → 08/2018
    Macdonald-Miller
    Seattle, WA
  • 09/2015 → 12/2018
    Pacific Lutheran University
    Seattle, WA
  • 04/2024 → Present
    Seattle, WA
  • 01/2019 → 07/2019
    Wag Walking
    Seattle, WA
  • 06/2017 → 08/2017
    Mcbride Construction Resources Inc.
    Seattle, WA
  • 06/2024 → Present
    Bank Of America, N.A
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-24
  • S66 Uniform Combined State Law Examination
    2023-01-24
Other Names
  • Finn Gabriel Kelln
  • Finn Gabriel Kelln

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