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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-05-15
NE RA APPROVED 2025-04-14
ND RA APPROVED 2025-04-08
AZ RA APPROVED 2025-04-03
GA RA APPROVED 2025-04-03
UT RA APPROVED 2025-04-03
FL RA APPROVED 2025-04-02
LA RA APPROVED 2025-04-02
NM RA APPROVED 2025-04-02
OH RA APPROVED 2025-04-02
SD RA APPROVED 2025-04-02
WV RA APPROVED 2025-04-02
AL RA APPROVED 2025-04-01
AK RA APPROVED 2025-04-01
AR RA APPROVED 2025-04-01
CA RA APPROVED 2025-04-01
CO RA APPROVED 2025-04-01
CT RA APPROVED 2025-04-01
DE RA APPROVED 2025-04-01
HI RA APPROVED 2025-04-01
ID RA APPROVED 2025-04-01
IL RA APPROVED 2025-04-01
IN RA APPROVED 2025-04-01
IA RA APPROVED 2025-04-01
KS RA APPROVED 2025-04-01
KY RA APPROVED 2025-04-01
ME RA APPROVED 2025-04-01
MD RA APPROVED 2025-04-01
MI RA APPROVED 2025-04-01
MN RA APPROVED 2025-04-01
MS RA APPROVED 2025-04-01
MO RA APPROVED 2025-04-01
MT RA APPROVED 2025-04-01
NV RA APPROVED 2025-04-01
NH RA APPROVED 2025-04-01
NJ RA APPROVED 2025-04-01
NY RA APPROVED 2025-04-01
NC RA APPROVED 2025-04-01
OK RA APPROVED 2025-04-01
OR RA APPROVED 2025-04-01
PA RA APPROVED 2025-04-01
PR RA APPROVED 2025-04-01
RI RA APPROVED 2025-04-01
SC RA APPROVED 2025-04-01
TX RA APPROVED 2025-04-01
VT RA APPROVED 2025-04-01
VA RA APPROVED 2025-04-01
WA RA APPROVED 2025-04-01
WI RA APPROVED 2025-04-01
WY RA APPROVED 2025-04-01
  • DC RA
    APPROVED
    Since 2025-05-15
  • NE RA
    APPROVED
    Since 2025-04-14
  • ND RA
    APPROVED
    Since 2025-04-08
  • AZ RA
    APPROVED
    Since 2025-04-03
  • GA RA
    APPROVED
    Since 2025-04-03
  • UT RA
    APPROVED
    Since 2025-04-03
  • FL RA
    APPROVED
    Since 2025-04-02
  • LA RA
    APPROVED
    Since 2025-04-02
  • NM RA
    APPROVED
    Since 2025-04-02
  • OH RA
    APPROVED
    Since 2025-04-02
  • SD RA
    APPROVED
    Since 2025-04-02
  • WV RA
    APPROVED
    Since 2025-04-02
  • AL RA
    APPROVED
    Since 2025-04-01
  • AK RA
    APPROVED
    Since 2025-04-01
  • AR RA
    APPROVED
    Since 2025-04-01
  • CA RA
    APPROVED
    Since 2025-04-01
  • CO RA
    APPROVED
    Since 2025-04-01
  • CT RA
    APPROVED
    Since 2025-04-01
  • DE RA
    APPROVED
    Since 2025-04-01
  • HI RA
    APPROVED
    Since 2025-04-01
  • ID RA
    APPROVED
    Since 2025-04-01
  • IL RA
    APPROVED
    Since 2025-04-01
  • IN RA
    APPROVED
    Since 2025-04-01
  • IA RA
    APPROVED
    Since 2025-04-01
  • KS RA
    APPROVED
    Since 2025-04-01
  • KY RA
    APPROVED
    Since 2025-04-01
  • ME RA
    APPROVED
    Since 2025-04-01
  • MD RA
    APPROVED
    Since 2025-04-01
  • MI RA
    APPROVED
    Since 2025-04-01
  • MN RA
    APPROVED
    Since 2025-04-01
  • MS RA
    APPROVED
    Since 2025-04-01
  • MO RA
    APPROVED
    Since 2025-04-01
  • MT RA
    APPROVED
    Since 2025-04-01
  • NV RA
    APPROVED
    Since 2025-04-01
  • NH RA
    APPROVED
    Since 2025-04-01
  • NJ RA
    APPROVED
    Since 2025-04-01
  • NY RA
    APPROVED
    Since 2025-04-01
  • NC RA
    APPROVED
    Since 2025-04-01
  • OK RA
    APPROVED
    Since 2025-04-01
  • OR RA
    APPROVED
    Since 2025-04-01
  • PA RA
    APPROVED
    Since 2025-04-01
  • PR RA
    APPROVED
    Since 2025-04-01
  • RI RA
    APPROVED
    Since 2025-04-01
  • SC RA
    APPROVED
    Since 2025-04-01
  • TX RA
    APPROVED
    Since 2025-04-01
  • VT RA
    APPROVED
    Since 2025-04-01
  • VA RA
    APPROVED
    Since 2025-04-01
  • WA RA
    APPROVED
    Since 2025-04-01
  • WI RA
    APPROVED
    Since 2025-04-01
  • WY RA
    APPROVED
    Since 2025-04-01

Branch Locations

395 Portion Road Ms: Ny318, Lake Ronkonkoma, NY 11779 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Huntington Station NY 12/2018 03/2025
Sunglass Hut - Luxottica Corp Bay Shore NY 03/2011 08/2019
Bank Of America Melville NY 12/2018 09/2022
Citizens Securities, Inc. Lake Ronkonkoma NY 03/2025 Present
Previous Registrations
Other Businesses

I*1397367 For profit or not for profit: Entity For Profit Name of outside business organization: audio production Investment related: N Address of business: Brentwood, New York, 11717, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 7/19/2023 Number of hours devoted: 4 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Production of music and/or audio sequences for online sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-02
  • S66 Uniform Combined State Law Examination
    2023-05-02

View on SEC IAPD

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