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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-12-05
KS RA APPROVED 2024-11-04
CA RA APPROVED 2024-10-28
  • MO RA
    APPROVED
    Since 2024-12-05
  • KS RA
    APPROVED
    Since 2024-11-04
  • CA RA
    APPROVED
    Since 2024-10-28

Branch Locations

4622 Pennsylvania Avenue 8Th Floor, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Leawood KS 03/2022 Present
Volkswagen Of Lee's Summit Lee's Summit MO 04/2021 03/2022
Public Partnerships Llc Grain Valley MO 11/2017 04/2021
Missouri Army National Guard St. Joseph MO 02/2016 12/2020
Warrensburg Christian School Warrensburg MO 03/2020 05/2020
Hallmark Gold Crown Independence MO 05/2015 03/2020
Grain Valley School District Grain Valley MO 11/2008 05/2017
  • 03/2022 → Present
    Ubs Financial Services
    Leawood, KS
  • 04/2021 → 03/2022
    Volkswagen Of Lee's Summit
    Lee's Summit, MO
  • 11/2017 → 04/2021
    Public Partnerships Llc
    Grain Valley, MO
  • 02/2016 → 12/2020
    Missouri Army National Guard
    St. Joseph, MO
  • 03/2020 → 05/2020
    Warrensburg Christian School
    Warrensburg, MO
  • 05/2015 → 03/2020
    Hallmark Gold Crown
    Independence, MO
  • 11/2008 → 05/2017
    Grain Valley School District
    Grain Valley, MO
Other Businesses

1. Keen Publishing LLC, WarrensburgMissouriUnited States-64093, Sole proprietorship, Entertainment/Books, Keen Publishing is the business in which I will self publish novels under the alias, Kat Mitchell, Proprietor / owner, I am the owner and founder of the business, and the sole purpose is to publish novels, start date-1/8/2025, Investment related-Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-28
  • S66 Uniform Combined State Law Examination
    2024-10-28
Other Names
  • Kaitlyn Michelle Helm

View on SEC IAPD

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