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Luong T Horn

Fifth Third Securities, Inc.

Findlay, OH

Findlay, OH

Tiffin, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-10-11
  • OH RA
    APPROVED
    Since 2022-10-11

Branch Locations

1735 Tiffin Ave., Findlay, OH 45840 • United States

337 South Main St, Findlay, OH 45840 • United States

513 Market Street, Tiffin, OH 44883 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Findlay OH 01/2015 Present
Fifth Third Securities Findlay OH 02/2022 Present
  • 01/2015 → Present
    Fifth Third Bank
    Findlay, OH
  • 02/2022 → Present
    Fifth Third Securities
    Findlay, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-08
S63 Uniform Securities Agent State Law Examination 2022-08-26
  • S65 Uniform Investment Adviser Law Examination
    2022-10-08
  • S63 Uniform Securities Agent State Law Examination
    2022-08-26
Other Names
  • Luong Thi Horn

View on SEC IAPD

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Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Findlay, OH
FIFTH THIRD SECURITIES, INC. · FINDLAY, OH
COMMONWEALTH FINANCIAL NETWORK · Findlay, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FINDLAY, OH
EDWARD JONES · FINDLAY, OH
THE HUNTINGTON INVESTMENT COMPANY · FINDLAY, OH
PFS INVESTMENTS INC. · FINDLAY, OH
HIXON ZUERCHER CAPITAL MANAGEMENT · FINDLAY, OH

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