Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-31
KY RA APPROVED 2024-01-09
  • TX RA
    APPROVED
    Since 2024-01-31
  • KY RA
    APPROVED
    Since 2024-01-09

Branch Locations

300 W Vine St, Lexington, KY 40507 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lexington KY 02/2022 Present
Toyota Motor Manufacturing, Kentucky Georgetown KY 10/2017 02/2022
Kelly Services Lexington KY 06/2014 10/2017
Bank Of America, N.A. Lexington KY 10/2024 Present
  • 02/2022 → Present
    Lexington, KY
  • 10/2017 → 02/2022
    Toyota Motor Manufacturing, Kentucky
    Georgetown, KY
  • 06/2014 → 10/2017
    Kelly Services
    Lexington, KY
  • 10/2024 → Present
    Bank Of America, N.A.
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
  • S66 Uniform Combined State Law Examination
    2024-01-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lexington, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor