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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-21 |
| TX | RA | APPROVED | 2025-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oroville | CA | 02/2022 | 10/2022 |
| Magers 2020 Ranches | Durham | CA | 06/2020 | 09/2022 |
| Magers 2010 Ranch | Durham | CA | 05/2019 | 06/2020 |
| Arizona State University | Tempe | AZ | 08/2015 | 12/2016 |
| Bute College | Oroville | CA | 01/2017 | 05/2017 |
| California State University, Chico | Chico | CA | 08/2017 | 12/2019 |
| Bank Of America, N.A. | Oroville | CA | 05/2022 | 10/2022 |
| Edward Jones | St. Louis | MO | 10/2022 | 02/2025 |
| Morgan Stanley Smith Barney Llc | Chico | CA | 02/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2025 | Present |
*630770 - Family Ranch LLC; Investment related: Yes; Durham, California; Agriculture; Managing Member(proprietor, partner, officer, director, employee, trustee, agent); 12/2023; During business hours: 0; After business hours: 1.5; Property Management:Check Signing/Funds Disbursements *630766- Satellite Ranch LLC; Investment related: Yes; Durham, California;Agriculture; Managing member. My responsinbility is to make sure the tenants follow the lease. (proprietor, partner, officer, director, employee, trustee, agent); 12/2023; During business hours: 0; After business hours: 1.5; Check Signing/Funds Disbursements:Property Management (3) Cortina Brothers LLC. Partner. Started 2019 - leases out almond orchard ground and manages the orchard. 1 hour per month. 0 hours during trading hours. Address is 9327 La Rose Ct, Durham, Ca 95938. Duties include enforcing the lease. It is not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-11 |
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