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Joshua Allen

Charles Schwab & Co., Inc.

Schaumburg, IL

South Barrington, IL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-04
  • IL RA
    APPROVED
    Since 2024-09-04

Branch Locations

1160 N Plaza Drive, Schaumburg, IL 60173 • United States

100 West Higgins Road Suite A-1, South Barrington, IL 60010-9408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2022 08/2024
Superior Ambulance Elmhurst IL 11/2015 02/2022
Inventory Returns & Solutions Elmhurst IL 12/2011 06/2017
Bank Of America N.A. Rolling Meadows IL 02/2024 08/2024
Charles Schwab & Co., Inc. South Barrington IL 07/2024 Present
Charles Schwab Bank, Ssb South Barrington IL 07/2024 Present
  • 02/2022 → 08/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 11/2015 → 02/2022
    Superior Ambulance
    Elmhurst, IL
  • 12/2011 → 06/2017
    Inventory Returns & Solutions
    Elmhurst, IL
  • 02/2024 → 08/2024
    Bank Of America N.A.
    Rolling Meadows, IL
  • 07/2024 → Present
    Charles Schwab & Co., Inc.
    South Barrington, IL
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    South Barrington, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-05
  • S66 Uniform Combined State Law Examination
    2022-07-05
Other Names
  • Josh Allen
  • Joshua J Allen
  • Joshua James Allen

View on SEC IAPD

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Other Offices

COX FINANCIAL GROUP, LTD. · SCHAUMBURG, IL
CETERA INVESTMENT ADVISERS LLC · SCHAUMBURG, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Schaumburg, IL
WORLD EQUITY GROUP, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · SCHAUMBURG, IL
MARINER INDEPENDENT · Schaumburg, IL
NAVARRO ASSET MANAGEMENT, LLC · SCHAUMBURG, IL

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