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Current Employers
Marshall Investment Management, Llc

5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-08-12
  • NM RA
    APPROVED
    Since 2024-08-12

Branch Locations

5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111 • United States

1155 Commerce Drive Suite B, Las Cruces, NM 88011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ruby Tuesday Las Cruces NM 05/2013 Present
Homemaker Las Cruces NM 08/2017 02/2022
Cavill And Company Las Cruces NM 02/2022 Present
Western Heritage Bank Las Cruces NM 11/2016 08/2017
Lpl Financial Llc Las Cruces NM 02/2022 Present
Marshall Investment Management, Llc Littleton CO 02/2022 Present
  • 05/2013 → Present
    Ruby Tuesday
    Las Cruces, NM
  • 08/2017 → 02/2022
    Homemaker
    Las Cruces, NM
  • 02/2022 → Present
    Cavill And Company
    Las Cruces, NM
  • 11/2016 → 08/2017
    Western Heritage Bank
    Las Cruces, NM
  • 02/2022 → Present
    Lpl Financial Llc
    Las Cruces, NM
  • 02/2022 → Present
    Littleton, CO
Other Businesses

1) 09/12/2023 - Cavill and Company / DBA for LPL Business (entity for LPL business) / Investment Related /At Reported Business Location(s) - Start Date 04/24/2023 - 160 hours per month/ 5 hours during trading 2) 06/24/2025 - Marshall Investment Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/03/2025 - 80 hours per month/ 5 hours during trading - I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 01/2025 I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
  • S66 Uniform Combined State Law Examination
    2024-07-08
Other Names
  • Samantha Alexis Chavarria
  • Samantha Alexus Chavarria
  • Samantha Alexis Decker
  • Samantha Alexus Decker
  • Samantha A Chavarria
  • Samantha A Decker
  • Samantha Chavarria
  • Samantha Decker
  • Samantha Chavarria Decker
  • Sam Chavarria
  • Sam Decker

View on SEC IAPD

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