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5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-08-12 |
Branch Locations
5251 Dtc Parkway Suite 1185, Greenwood Village, CO 80111 • United States
1155 Commerce Drive Suite B, Las Cruces, NM 88011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ruby Tuesday | Las Cruces | NM | 05/2013 | Present |
| Homemaker | Las Cruces | NM | 08/2017 | 02/2022 |
| Cavill And Company | Las Cruces | NM | 02/2022 | Present |
| Western Heritage Bank | Las Cruces | NM | 11/2016 | 08/2017 |
| Lpl Financial Llc | Las Cruces | NM | 02/2022 | Present |
| Marshall Investment Management, Llc | Littleton | CO | 02/2022 | Present |
1) 09/12/2023 - Cavill and Company / DBA for LPL Business (entity for LPL business) / Investment Related /At Reported Business Location(s) - Start Date 04/24/2023 - 160 hours per month/ 5 hours during trading 2) 06/24/2025 - Marshall Investment Management - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 01/03/2025 - 80 hours per month/ 5 hours during trading - I provide investment advisory services through Marshall Investment Management, an independent investment advisor firm. I started this business activity in 01/2025 I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-08 |
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