Best Investors Account Sign in

Yapheth Norris

Raymond James & Associates, Inc.

Rockville, MD

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-22
MD RA APPROVED 2023-09-21
DC RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2026-01-22
  • MD RA
    APPROVED
    Since 2023-09-21
  • DC RA
    APPROVED
    Since 2023-08-10

Branch Locations

2101 Gaither Road Park Plaza I, Suite 100, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Washington DC 02/2022 05/2023
Jpmorgan Chase Bank, N.A. Washington DC 02/2022 05/2023
Pnc Bank Potomac MD 02/2021 01/2022
Norris Sports & Recreation Bethesda MD 05/2021 09/2021
Impaq International Columbia MD 12/2020 04/2021
Unemployed Bethesda MD 02/2012 11/2020
Raymond James & Associates, Inc. Rockville MD 05/2023 Present
  • 02/2022 → 05/2023
    J.P. Morgan Securities Llc
    Washington, DC
  • 02/2022 → 05/2023
    Jpmorgan Chase Bank, N.A.
    Washington, DC
  • 02/2021 → 01/2022
    Pnc Bank
    Potomac, MD
  • 05/2021 → 09/2021
    Norris Sports & Recreation
    Bethesda, MD
  • 12/2020 → 04/2021
    Impaq International
    Columbia, MD
  • 02/2012 → 11/2020
    Unemployed
    Bethesda, MD
  • 05/2023 → Present
    Raymond James & Associates, Inc.
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-28
S63 Uniform Securities Agent State Law Examination 2022-04-11
  • S65 Uniform Investment Adviser Law Examination
    2023-07-28
  • S63 Uniform Securities Agent State Law Examination
    2022-04-11

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NAVY FEDERAL INVESTMENT SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
UNITED BROKERAGE SERVICES, INC
PROFIT INVESTMENTS
ORTMAN FINANCIAL PLANNING

Other Investors

JOHN BRIAN OETTINGER
JORDAN SCOTT KRAUS
Anna Laureys Squier
JASON SCOTT COHEN
JENNIFER CHRISTINE PASCAL
DANIEL RONIS
Annalise Taylor Haywood
Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD
NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD
STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD
J.P. MORGAN SECURITIES LLC · Rockville, MD
UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD
PROFIT INVESTMENTS · NORTH BETHESDA, MD
ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in Rockville, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor