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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-05-23
KS RA APPROVED 2025-05-09
TX RA APPROVED_RES 2025-04-22
IN RA APPROVED 2022-08-22
  • KY RA
    APPROVED
    Since 2025-05-23
  • KS RA
    APPROVED
    Since 2025-05-09
  • TX RA
    APPROVED_RES
    Since 2025-04-22
  • IN RA
    APPROVED
    Since 2022-08-22

Branch Locations

9420 Bunsen Parkway, Louisville, KY 40220 • United States

Palmyra, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ups Louisville KY 04/2013 09/2022
Thrivent Investment Management Inc Louisville KY 04/2022 Present
Thrivent Financial Appleton WI 09/2022 01/2023
Thrivent Financial Appleton WI 01/2023 Present
  • 04/2013 → 09/2022
    Ups
    Louisville, KY
  • 04/2022 → Present
    Louisville, KY
  • 09/2022 → 01/2023
    Thrivent Financial
    Appleton, WI
  • 01/2023 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Residential rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2013 ADDRESS: 127 Indianola Street, Sellersburg IN 47172, United States DESCRIPTION: Property management company manages property and collects rental payments. BIG SPRING CHURCH OF CHRIST POSITION: Treasurer NATURE: Church. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2020 ADDRESS: 7905 S Big Springs Rd., Pekin IN 47165, United States DESCRIPTION: Responsible for updating the monthly spreadsheet and for giving monthly reports.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-20
  • S66 Uniform Combined State Law Examination
    2022-08-20

View on SEC IAPD

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