Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-11-05
  • NM RA
    APPROVED
    Since 2024-11-05

Branch Locations

2442 Louisiana Blvd Ne, Albuquerque, NM 87110 • United States

1435 Loop 1604 West Suite 101, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 07/2022 11/2022
N/A Rio Rancho NM 01/2022 07/2022
Jp Morgan Chase Albuquerque NM 10/2021 01/2022
Reliable Chevrolet Albuquerque NM 02/2020 03/2020
Rio Grande Pizza Inc. (Domino's Pizza) Rio Rancho NM 08/2017 08/2018
Rio Rancho Public Schools Rio Rancho NM 08/2016 05/2017
N/A Rio Rancho NM 11/2012 05/2017
N/A Rio Rancho NM 05/2017 08/2017
United Ground Express Albuquerque NM 08/2018 09/2021
Charles Schwab & Co., Inc. Albuquerque NM 11/2022 08/2023
Charles Schwab Bank, Ssb Albuquerque NM 11/2022 08/2023
Charles Schwab & Co., Inc. Albuquerque NM 10/2024 Present
Charles Schwab Bank, Ssb Albuquerque NM 10/2024 Present
United Ground Express Albuquerque NM 01/2024 Present
N/A Albuquerque NM 08/2023 10/2024
  • 07/2022 → 11/2022
    Ubs Financial Services Inc.
    Weehawken, NJ
  • 01/2022 → 07/2022
    N/A
    Rio Rancho, NM
  • 10/2021 → 01/2022
    Jp Morgan Chase
    Albuquerque, NM
  • 02/2020 → 03/2020
    Reliable Chevrolet
    Albuquerque, NM
  • 08/2017 → 08/2018
    Rio Grande Pizza Inc. (Domino's Pizza)
    Rio Rancho, NM
  • 08/2016 → 05/2017
    Rio Rancho Public Schools
    Rio Rancho, NM
  • 11/2012 → 05/2017
    N/A
    Rio Rancho, NM
  • 05/2017 → 08/2017
    N/A
    Rio Rancho, NM
  • 08/2018 → 09/2021
    United Ground Express
    Albuquerque, NM
  • 11/2022 → 08/2023
    Albuquerque, NM
  • 11/2022 → 08/2023
    Charles Schwab Bank, Ssb
    Albuquerque, NM
  • 10/2024 → Present
    Albuquerque, NM
  • 10/2024 → Present
    Charles Schwab Bank, Ssb
    Albuquerque, NM
  • 01/2024 → Present
    United Ground Express
    Albuquerque, NM
  • 08/2023 → 10/2024
    N/A
    Albuquerque, NM
Previous Registrations
Other Businesses

1) United Ground Express/ United Airlines | Investment Related: No | 2200 Sunport Blvd SE; Albuquerque; New Mexico; 87144; United States | Travel/Transportation/Tourism | Ramp Agent | Start date: 2022-12-26 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Unload and load aircraft. 2) United Ground Express/ United Airlines | Investment Related: No | 2200 Sunport Blvd SE; Albuquerque; New Mexico; 87144; United States | Travel/Transportation/Tourism | Ramp Agent | Start date: 2024-01-16 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Non-investment related position. Ramp Agent for United Airlines on a part time position during the weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-16
  • S66 Uniform Combined State Law Examination
    2023-01-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Albuquerque, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor