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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-11-05 |
Branch Locations
2442 Louisiana Blvd Ne, Albuquerque, NM 87110 • United States
1435 Loop 1604 West Suite 101, San Antonio, TX 78258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 07/2022 | 11/2022 |
| N/A | Rio Rancho | NM | 01/2022 | 07/2022 |
| Jp Morgan Chase | Albuquerque | NM | 10/2021 | 01/2022 |
| Reliable Chevrolet | Albuquerque | NM | 02/2020 | 03/2020 |
| Rio Grande Pizza Inc. (Domino's Pizza) | Rio Rancho | NM | 08/2017 | 08/2018 |
| Rio Rancho Public Schools | Rio Rancho | NM | 08/2016 | 05/2017 |
| N/A | Rio Rancho | NM | 11/2012 | 05/2017 |
| N/A | Rio Rancho | NM | 05/2017 | 08/2017 |
| United Ground Express | Albuquerque | NM | 08/2018 | 09/2021 |
| Charles Schwab & Co., Inc. | Albuquerque | NM | 11/2022 | 08/2023 |
| Charles Schwab Bank, Ssb | Albuquerque | NM | 11/2022 | 08/2023 |
| Charles Schwab & Co., Inc. | Albuquerque | NM | 10/2024 | Present |
| Charles Schwab Bank, Ssb | Albuquerque | NM | 10/2024 | Present |
| United Ground Express | Albuquerque | NM | 01/2024 | Present |
| N/A | Albuquerque | NM | 08/2023 | 10/2024 |
1) United Ground Express/ United Airlines | Investment Related: No | 2200 Sunport Blvd SE; Albuquerque; New Mexico; 87144; United States | Travel/Transportation/Tourism | Ramp Agent | Start date: 2022-12-26 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Unload and load aircraft. 2) United Ground Express/ United Airlines | Investment Related: No | 2200 Sunport Blvd SE; Albuquerque; New Mexico; 87144; United States | Travel/Transportation/Tourism | Ramp Agent | Start date: 2024-01-16 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Non-investment related position. Ramp Agent for United Airlines on a part time position during the weekends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-16 |
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