Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

200 West Capitol Ave. Suite 1700, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landmark Plc, Certified Public Accountants Little Rock AR 01/2018 Present
Thomas & Thomas Llp, Certified Public Accountants Little Rock AR 01/2007 12/2018
Avantax Advisory Services Little Rock AR 03/2022 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2018 → Present
    Landmark Plc, Certified Public Accountants
    Little Rock, AR
  • 01/2007 → 12/2018
    Thomas & Thomas Llp, Certified Public Accountants
    Little Rock, AR
  • 03/2022 → 09/2025
    Avantax Advisory Services
    Little Rock, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-11-04 → 2025-09-05
    Avantax Advisory Services
    Little Rock, AR
    Little Rock, AR
    Dallas, TX
Other Businesses

LANDMARK PLC, CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: Audit, tax and bookkeeping services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/22/2007 ADDRESS: 201 East Markham, Suite 500, Little Rock AR 72201, United States DESCRIPTION: As a member of the firm, my top 5 job duties include the following:1. Communicating with clientregardingaudit and/or tax engagements as well as providing guidance regarding any accounting related matters that occur.2. Assigning and managing staffforaudit and/or tax engagements.3. Reviewing work performed by engagement staff.4. Issuing an opinion of client financial statements.5. Presenting results of the audit to client board or board committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-04
  • S65 Uniform Investment Adviser Law Examination
    2022-11-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Little Rock, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor